At Warner Wealth, we're building a team that thrives on precision, innovation and collaboration. We believe that every client's financial journey is unique, and we ensure that we have the right people in place to help our clients pursue their goals. Our financial team plays a crucial role in this process, and that's why we are looking for a Securities Trader to join us.
In this role, you'll be at the forefront of executing trading strategies, monitoring market trends, and working with the team to align objectives. This is more than just a trading seat; it's an opportunity to make a meaningful impact on the clients we serve.
Securities Trader/Planner
Warner Wealth
Location: Madison, CT
At Warner Wealth, we're dedicated to cultivating a workplace that champions the unique skills and potential of every team member. Grounded in the principles of merit, transparency, and inclusivity, we are committed to providing equitable access to opportunities for all. This role exemplifies our commitment, offering a chance to shape our firm's trading capabilities and client success through skillful securities trading.
Join our dynamic team that values precision, client engagement, and relationship-focused service. As a Securities Trader, you will be at the forefront of executing trading strategies and ensuring client portfolios align with their financial goals.
Key Responsibilities:
- Trading Expertise:Execute trades across diverse asset classes, including equities, fixed income, options, ETFs, and Structured Products, ensuring optimal execution and alignment with client strategies.
- Strategy Implementation:Utilize pre-selected strategies from WW's Lead Wealth Manager for rebalances
- Market Monitoring:Diligently monitor market trends and provide real-time insights to advisors, enabling informed decision-making.
- Collaboration:Collaborate closely with advisors to align trading activity with client goals and risk profiles, ensuring personalized investment solutions.
- Structured Product Evaluation:Evaluate Structured Product offerings and support custom structuring when needed, contributing to innovative investment solutions.
- Portfolio Management:Assist in portfolio rebalancing, tax-loss harvesting, and liquidity management, optimizing client portfolios for performance and tax efficiency.
- Platform Proficiency:Stay current on trading platforms, custodial systems, and market innovations, ensuring seamless trading operations.
- Compliance Adherence:Ensure all trading activities comply with regulatory requirements, mitigating risks and maintaining the firm's integrity.
Required Key Skills and Qualifications:
To excel in this role, candidates must demonstrate a commitment to precision, collaboration, and client-centricity. Essential skills include:
- Licensing (Preferred):Active Series 7 and Series 63/65 or 66 licenses, demonstrating regulatory compliance and industry knowledge.
- Trading Experience:3+ year’s of trading experience across multiple asset classes, showcasing expertise in executing trades and managing risk.
- Financial Planning:2+ year’s experience producing financial plans (preferred).
- Structured Product Knowledge:Strong understanding of Structured Products and their role in portfolio construction, contributing to innovative investment solutions.
- Custodial Familiarity:Familiarity with custodians such as LPL and Fidelity, ensuring seamless trading operations and client service.
- Analytical Skills:Detail-oriented with excellent communication and analytical skills, enabling informed decision-making and effective collaboration.
- Team Collaboration:Ability to thrive in a collaborative, client-first environment, contributing to a supportive and high-performing team.
Compensation Range:
The compensation range for this position is 48,000−79,500 base + performance-based bonus + benefits, commensurate with experience and qualifications.
What We Offer:
- A mission-driven, inclusive environment focused on both individual and collective success.
- Opportunities for professional development to help you reach your career goals.
- Access to tools, mentorship, and resources tailored to elevate your proficiency and contributions.
- Competitive salary, health insurance, paid time off and other benefits.
- Flexible work environment with hybrid options
- Access to exclusive client events and regional networking
Commitment to Inclusion:
At Warner Wealth, we believe in a skills-first approach to recruitment and employment. This means focusing on what you can do and how you can grow, rather than traditional metrics alone. We are committed to adhering to anti-exclusion practices, removing barriers to access, and enhancing opportunities for all individuals based on merit and potential.
Your skills, experiences, and perspective are valuable—and we want to empower you to make your mark here with us.
Warner Wealth is an equal opportunity employer and values diversity in the workplace.
This document was created with assistance from ChatGPT. The AI was used to generate an initial draft and find grammatical errors. The AI-generated content was then reviewed, edited, and verified by a human.